Securities Litigation

When the stakes are high.

In today’s environment of heightened regulatory oversight and an expanding number of criminal prosecutions, the stakes in securities litigation have never been higher. Coughlin Duffy has extensive experience in the arena of securities litigation, including arbitrations, civil suits, and criminal defense.

Our attorneys are well versed in the securities industry regulatory scheme, and have handled complex cases involving the Securities and Exchange Commission, the National Association of Securities Dealers, the New York Stock Exchange, and the American Stock Exchange. Our attorneys handle matters of alleged fraud, unsuitability, churning, misrepresentation, negligence, and other claims arising out of the broker/dealer relationship.